Red Flags of Crypto Investment Schemes and Best Practice Considerations
Join Taylor Etzell from FINRA in a discussion on red flags financial institutions may come across that could indicate a customer is the victim of a crypto investment scheme. Taylor will also share her perspective on processes and controls that may help address these schemes.
Taylor Etzell is a Senior Principal Investigator on FINRA’s Crypto Asset Investigations team. As a member of the former Digital Asset Specialist Team, Taylor has nearly seven years of experience conducting crypto asset-related examinations and investigations of FINRA member firms, registered representatives, and associated persons. Prior to her current role, Taylor was a Principal Investigator on the Special Investigation Unit’s AML team, where she furthered her knowledge of crypto activities and AML investigations through her work on matters involving firms offering crypto asset services. Taylor joined FINRA in 2015 as an examiner in the Firm Examination program.